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Tier 2 Compliance Solution

Kaplan Professional's Tier 2 Compliance Solution addresses both the Knowledge and Skills required for ASIC RG146 compliance. This two-part solution caters for financial advisers in a customer service role who require specialised accreditation.

This solution is primarily offered as a corporate solution. To find out how this can be delivered to your business call 1300 728 505 or email corporatesolutions@kaplan.edu.au

• Who Should Enrol
• Course Structure and Subject Outlines
• Enrolment and Further Information

Who Should Enrol

Tier 2 Compliance Solution is ideal for:

• Financial advisers in a customer service role
• Financial product advisers yet to have met their Tier 2 competencies
• Non-advisory financial services staff or staff with limited advice seeking to increase their career potential.

What would I achieve upon completion?

Upon successful completion of Kaplan Professional’s Tier 2 Compliance Solution, you’ll be able to:

• receive a Statement of Attainment against Tier 2 competencies as identified by ASIC
• understand and apply specific knowledge including cash and deposit taking and general insurance
• learn practical and appropriate adviser-client skills.

Course Structure and Subject Outlines

The modules available in this course include:

• Generic Knowledge - The Finance System
• Specialist Knowledge - Cash and Deposit Taking
• Specialist Knowledge - General Insurance
• Adviser Skills

 Download Tier 2 Learning Outcomes

Course delivery

There are two different ways the course can be studied. The delivery modes are:

• Self-study – Delivered via distance education, subject notes are mailed to students with supplementary material and amendments available via the Kaplan website .
• Workshop – If a more structured learning environment is preferred, each module is also available in a traditional classroom setting. This involves a period of essential pre-study followed by the workshops (pre-study materials will be mailed prior to workshops.

Assessments

Each knowledge module (ie, Generic Knowledge, Specialist Knowledge- Cash and Deposit Taking and Specialist Knowledge – General Insurance) are assessed by a short online multiple-choice exam. A pass mark of 70% is required for each exam.

The Adviser Skills module will be assessed via a written case study.

Enrolment and Further Information

 Self-enrolling students - Enrol Online
 Tier 2 Adviser Training Coordinators - Login

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