For individuals seeking to provide general advice in the ASIC RG146 Derivatives knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Financial Planning knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Foreign Exchange knowledge area.
For individuals seeking to provide general advice in ASIC RG146 knowledge area/s.
For individuals seeking to provide general or personal advice to retail clients in the ASIC RG146 insurance broking knowledge area.
For individuals seeking to provide general advice to retail clients in the ASIC RG146 life insurance knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Managed Investments knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Margin Lending knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Securities knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Securities and Managed Investments knowledge area.
For individuals seeking to provide general advice in the ASIC RG146 Superannuation knowledge area.
RG 146 applies to advisers who are not ‘relevant providers’ – that is, those who only provide general advice, those who provide advice about Tier 2 or less complex financial products and those who only give advice in relation to a time-sharing scheme.
RG 146 will not apply to new entrants to the financial advice industry seeking to become a relevant provider from 1 January 2019. They will need to meet the Treasury’s professional standards for financial advisers.
If you’re a new or existing financial adviser looking to meet the professional standards for financial advisers, click here >
.
