Kaplan's Exemptions Service

Our Exemptions Service provides you with the means by which you can use your previous study and current work experience to gain a subject exemption in a Kaplan Professional Education course or gain formal recognition of your skills and experience. 

The process requires you to demonstrate your current level of competence by providing KPE with documentary evidence of your study and/or work experience.

  • Methods of exemption -  application fees
  • Applying for an exemption
  • Exemption pathways
  • Subject outlines
  • Forms, policies

Methods of exemption - application fees

The rates below apply to all Exemptions

 

Fees per subject

Recognition of Current Competency (RCC)

$275*

Recognition of Prior Learning (RPL)

$275*

Mutual Recognition

$50

Assessment Only

$250

A processing fee of $50 will be charged upon receipt of your application

 

* If your application is successful, the balance of the application fee of $225 will be charged.

 Refer to fees document for additional study related fees.

 For more information, read the Exemptions Policy and Procedure.

Applying for Exemption

To apply for a recognition or exemption you need to follow these steps:

  1. Download the subject specific Exemption Application Kit and read it carefully. It will guide you on the types of evidence required for that subject
  2. Gather the evidence you need to support your application for exemption
  3. Submit your completed Exemption Application form and documentary evidence to exemptions@kaplan.edu.au or post to the Assessment Manager, Kaplan Professional Education, GPO Box 9995, Sydney NSW 2001.

Exemption pathways

Recognition of Current Competency (RCC)

When the skills, knowledge and experience you use in your current and/or recent workplace can be assessed as meeting the requirements of a Kaplan Professional Education subject.

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Mutual Recognition

When the units of competency awarded to you by another Registered Training Organisation are an exact match to those in a Kaplan Professional Education subject.

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Recognition of Prior Learning (RPL)
When a program of accredited study you have previously undertaken meets the requirements of a Kaplan Professional Education subject.

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Assessment Only

When you cannot provide documentary evidence of previous relevant study or current work experience
The exemption will be awarded to you after you have successfully attempted the Kaplan Professional Education assessment tasks for a subject.  Should you choose this option, you will only be given access to the assessment material for a subject.  You will not have access any learning resources as in selecting this pathway, an assumption is being made that you are competent, but have no evidence to support your claim.

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Exemptions and RG146 compliance

Relevant KPE subjects and courses are listed on the ASIC Training Register. This means they meet the minimum training requirements in relation to RG 146.  If your application for Exemption for a Kaplan subject listed on the ASIC Training Register is successful, then you can be confident you have met the minimum training standards required in relation to RG 146.

KPE has subjects and courses in the following subject areas:

  • Financial Planning
  • Life Insurance
  • Superannuation
  • Securities
  • Managed Investments
  • Self Managed Superannuation Funds
  • Derivatives
  • Foreign Exchange
  • Cash and Deposit Taking
  • General Insurance

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Subject outlines

The subject outlines for each subject in Kaplan qualifications provide valuable information about the learning outcomes and units of competency in each subject.  You can use that information to assist you in collecting your evidence of competency. 

PDF Course outline Self Managed Superannuation Funds (SMSF)
PDF Course outline FNS50611 Diploma of Financial Planning - Level 1
PDF Course outline FNS60410 Advanced Diploma of Financial Planning - Level 2 
PDF Course outline FNS40811 Certificate IV in Finance and Mortgage Broking
PDF Course outline FNS50311 Diploma of Finance and Mortgage Broking Management
PDF Course outline FNS40111 Certificate IV in Credit Management

Exemption documents

Download the relevant Exemption Application Kit below

PDF FNS50611 Diploma of Financial Planning - Level 1 
PDF FNS60410 Advanced Diploma of Financial Planning - Level 2 
PDF DFP7 Client Engagement Strategies
PDF FNS40811 Certificate IV in Finance and Mortgage Broking
PDF FNS50311 Diploma of Finance and Mortgage Broking Management
PDF FNS40111 Certificate IV in Credit Management
PDF Recognition of New Zealand Authorised Financial Advisers – Vocational EducationSelf-Managed PDF Superannuation Funds (SMSF)
PDF Exemptions Policy and Procedure
 All Kaplan Policies 

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