Kaplan Professional has developed a reputation for creating customised training solutions for some of Australia’s largest corporations. We provide tailored business solutions for workforce and career development, from short courses through to accredited Certificate III Qualifications to Masters Degree’s. Our team of professionals are here to provide flexible, compliant solutions specific to an individual business need. Entry requirement for ASIC RG146 training From 1 January 2019, FASEA’s new professional standards requirements for financial advisers will progressively replace training standards in Regulatory Guide 146 Licensing: Training of financial product advisers (RG 146). RG 146 sets out the minimum training standards for financial advisers. RG 146 will continue to apply to financial advisers who are authorised by their Australian financial services (AFS) licensee as an ‘existing provider’ until the new requirements apply to them. RG 146 will also continue to apply to advisers who are not ‘relevant providers’ – that is, those who only provide general advice, those who provide advice about Tier 2 or less complex financial products and those who only give advice in relation to a time-sharing scheme. ASIC will review and update their guidance for advisers who are not relevant providers. RG 146 will not apply to new entrants to the industry seeking to become a relevant provider from 1 January 2019. They will need to meet FASEA’s new professional standards requirements.
Specialist programs ACL Responsible Manager Forum Workshops designed to help responsible managers, responsible executives, compliance managers, company directors and CEOs keep on top of current and emerging issues affecting licensees. AFSL Responsible Manager Forum Workshops designed to help responsible managers, responsible executives, compliance managers, company directors and CEOs keep on top of current and emerging issues affecting licensees. Funds Management Markets and Products One-day workshop designed for new entrants to the funds management industry. The course is ideal for staff working for service provider organisations, master trusts or platform providers; and support staff working in customer service, marketing, IT and call centres will also benefit from attending this course. Financial Statement Fundamentals | Small and Medium Enterprises The purpose of this course is for participants to establish a basic understanding of the financial reporting requirements, financial statements and how to assess small and medium enterprise financial performance. Understanding Financial Markets One-day workshop designed for new entrants to the financial services industry seeking a comprehensive understanding of the operations of the industry, the financial products used within the industry, and the markets for these products. Foreign Exchange Specialist Course Kaplan Professional, a leading national provider of education in financial services offers the Foreign Exchange Specialist course for individuals wanting to gain an understanding of specialist foreign exchange. Margin Lending Specialist Course Kaplan Professional, a leading national provider of financial services education, offers the Margin Lending Specialist Course for individuals to gain an understanding of specialist margin lending knowledge. Understanding and Analysing Financial Statements This course is designed to enhance an individual’s understanding of the main financial statements. China Ready Programs Interactive, online programs that provide endorsed cultural awareness training, international certification and membership into China Ready and Accredited®. Superannuation – General Advice Virtual Workshop Three-day live online virtual workshop covering Tier 1 General Advice in Superannuation and Tier 1 Generic Knowledge. Tax for Financial Advising The Tax for Financial Advising subject is a Tax Practitioner Board (TPB)-approved gap subject This subject is designed for individuals who require a TPB-approved course in Australian taxation law.
Kaplan Professional has developed a reputation for creating customised training solutions for some of Australia’s largest corporations. We provide tailored business solutions for workforce and career development, from short courses through to accredited Certificate III Qualifications to Masters Degree’s. Our team of professionals are here to provide flexible, compliant solutions specific to an individual business need. Entry requirement for ASIC RG146 training From 1 January 2019, FASEA’s new professional standards requirements for financial advisers will progressively replace training standards in Regulatory Guide 146 Licensing: Training of financial product advisers (RG 146). RG 146 sets out the minimum training standards for financial advisers. RG 146 will continue to apply to financial advisers who are authorised by their Australian financial services (AFS) licensee as an ‘existing provider’ until the new requirements apply to them. RG 146 will also continue to apply to advisers who are not ‘relevant providers’ – that is, those who only provide general advice, those who provide advice about Tier 2 or less complex financial products and those who only give advice in relation to a time-sharing scheme. ASIC will review and update their guidance for advisers who are not relevant providers. RG 146 will not apply to new entrants to the industry seeking to become a relevant provider from 1 January 2019. They will need to meet FASEA’s new professional standards requirements.
