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“Are you up to date with compliance changes and requirements that may impact your Australian Credit Licence (ACL?)”
The ever-changing Credit landscape has meant ACL holders are constantly under the microscope, so it has never been more essential to stay on top of what is happening in the industry and understand the impact of regulatory developments.
The Responsible Manager Forum is designed for existing, new and prospective Responsible Manager audiences, Credit Managers, and other senior managers and directors operating within the Australian Credit Licence environment.
This forum provides participants with a legal, regulatory and advocacy update, and addresses other current topical issues.
A certificate of attendance outlining CPD hours will be awarded at the conclusion of this workshop.
This webinar will be delivered via Zoom and will not be recorded.
About the Presenter:
Matthew Farley is a Compliance Consultant who partners with Australian Financial Services and Australian Credit Licensees to provide ongoing support and coaching on their Legislative and Regulatory requirements when running an AFSL or ACL. After spending nearly a decade working in financial planning, in 2010, Matthew transitioned into an AFSL compliance role and quickly developed an aptitude for risk management frameworks and risk management coaching. Matthew has managed the development and redevelopment of risk frameworks and has built a strong working knowledge of the compliance of AFSLs and ACLs. As someone who has sat in front of clients, Matthew knows that compliance needs to be both practical and commercial whilst still meeting the myriad of Legislative and Regulatory requirements.
In addition to his compliance consulting, Matthew has previous been a Responsible Manager on various ACLs and AFSLs.
Matthew holds numerous educational qualifications including a Master of Financial Planning from Kaplan and a Certificate Four in Finance and Mortgage Broking.
*A more detailed agenda will be provided closer to the date of the webinar
$250 (Inc. GST) per participant
This forum is an online interactive webinar held via Zoom.
2.5 hours with a 5 min break each hour
October 22, 2021 | 1:00 PM – 3:30 PM AEDT
This forum is an online interactive webinar held via Zoom. The webinar will not be recorded.
Individuals are required to be aged 18 years or older to enrol in this webinar.
To enrol in this course, click here to download the enrolment form.
Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.
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