Course overview

“Are you up to date with all the compliance changes and requirements that may impact your Australian Financial Services Licence (AFSL?)”

The ever-changing financial services landscape has meant AFSL holders are constantly under the microscope, so it has never been more essential to stay on top of what is happening in the industry and understand the impact of regulatory developments.

The Responsible Manager Forum is designed for existing, new and prospective Responsible Manager audiences, compliance officers, and other senior managers and directors operating within the Australian financial services environment. 

Each high-level forum provides participants with a legal, regulatory and advocacy update, and addresses other current topical issues.

A certificate of attendance outlining CPD hours will be awarded at the conclusion of this workshop.

Topics

• Legal and Regulatory Update
  • Reform and change agenda
  • Current legal actions
  • Industry impacts
• Advice Licensee Update
• Product & Markets Licensee Update
• Enforcement Activity
  • ASIC in focus
  • Focus areas for 2020/21
• Responsible Manager Focus Areas

Fees

$295 (Inc. GST) per participant

Date and Duration

Webinar 

Friday 3 April 2020

11:30 AM – 2:00 PM (AEDT)

Enrolment information

Enrolment

Individuals are required to be aged 18 years or older to enrol in this webinar. 

Enrol now >

Delivery

Given the circumstances, we’ve made the decision to adapt the way we’ll offer the RM Forum for this quarter. Instead of hosting the session as an ‘in person’ attendance, we’ll be running it in an interactive format though Zoom.

Policies

Student policies

Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.

Terms and Conditions

Click here to access our terms and conditions.

Refund Policy

Access our refund policy