Course overview

“Are you up to date with all the compliance changes and requirements that may impact your Australian Financial Services Licence (AFSL?)”

The ever-changing financial services landscape has meant AFSL holders are constantly under the microscope, so it has never been more essential to stay on top of what is happening in the industry and understand the impact of regulatory developments.

The Responsible Manager Forum is designed for existing, new and prospective Responsible Manager audiences, compliance officers, and other senior managers and directors operating within the Australian financial services environment. 

Each high-level forum provides participants with a legal, regulatory and advocacy update, and addresses other current topical issues.

A certificate of attendance outlining CPD hours will be awarded at the conclusion of this workshop.

This workshop is not recorded.

About the presenter

Nina Forbes

Nina Forbes is a skilled, experienced financial services professional who has worked in the industry for over 30 years. Throughout her career, she has held senior executive positions with financial services corporates, as well as operated small businesses. Her areas of expertise include: compliance, financial planning, training, operational excellence, practice development and strategic management.

Nina is a responsible manager and holds qualifications in: Master of Financial Planning, Diploma of Financial Planning, Diploma of Business, Certificate IV in Training and Assessment, Commercial Law and is an accredited aged care specialist.

Topics

AGENDA: TBC

Fees

$300 (Inc. GST) per participant

Date and Duration

This webinar will be delivered via Zoom and will not be recorded.

The next webinar date is Thursday 14 September 2023 (2:30pm – 5:00pm AEST).

Policies

Student policies

Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.

Terms and Conditions

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Refund Policy

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