Course overview

Are you up-to-date with all the compliance changes and requirements that may impact your Australian Financial Services Licence (AFSL)?

The ever-changing financial services landscape has meant AFSL holders are constantly under the microscope, so it has never been more essential to stay on top of what is happening in the industry and understand the impact of regulatory developments.

The Responsible Manager Forum is designed for existing, new and prospective Responsible Manager audiences, compliance officers, and other senior managers and directors operating within the Australian financial services environment. 

Each high-level forum provides participants with a legal, regulatory and advocacy update, and addresses other current topical issues.

A certificate of attendance outlining CPD hours will be awarded at the conclusion of this workshop.

Who should enrol?

This program is ideal for:

• Existing, new and prospective Responsible Managers
• Compliance officers 
• Senior managers and directors

Topics

• ASIC Update – enforcement, legal action and issues on foot
• Regulatory Update
• Advice Licensee Update
• Markets and Product Licensee Update
• Industry and AFSL Issues in Focus

Fees

$400 + GST per participant

Date and Duration

To register your expression of interest in a workshop, contact us on 1300 728 505 or speak to your Business Development Manager. 

Enrolment information

Enrolment
Click here to download a registration form >

Individuals are required to be aged 18 years or older to enrol in this course.

Delivery
Face-to-face interactive workshop. 

Brisbane
Kaplan Professional – Ground Level, 369 Ann Street, Brisbane

Sydney
Portside Centre – Portside room, 207 Kent Street, Sydney

Melbourne
Kaplan Professional – Level 6, 370 Docklands Drive, Docklands

Policies

Student policies

Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.

Terms and Conditions

Click here to access our terms and conditions.

Refund Policy

Access our refund policy

Brochure

Click here to download a brochure for this course.