Tier 1 Compliance Solution

Transition Information

You can transition into the Kaplan Professional Diploma of Financial Services (Financial Planning) FNS50804 with recognition for the components you have completed as part of the Tier 1 Compliance Solution.

Why you should transition

The Diploma of Financial Services (Financial Planning) will give you a nationally accredited and recognised qualification as well as the practical knowledge and skills to provide advice across a range of financial advice knowledge areas in accordance with ASIC RG146 regulations.

Find out more about the qualification.

How to transition

1. Check your subjects

Refer to the table below to check which Tier 1 components you will get recognition for and which subjects you will need to complete to graduate with the Diploma.

Code Tier 1 Component   Code Diploma Subject

910

926

940

N/A

Generic Knowledge +

Financial Planning +

Adviser Skills +

Bridging Module

 arrow FFP Foundations of Financial Planning
925 Life Insurance arrow RM Risk Management

921

923

922

Managed Investments +

Securities +

Derivatives +

 arrow IP1 Investment Planning 1
924 Superannuation arrow SRP Superannuation & Retirement Planning


2. Select remaining subject(s) to complete

Pick the subject(s) you need to complete based on the table above.

Note: Students who have completed Tier 1 Generic Knowledge, Financial Planning & Adviser Skills and wish to transition must complete a Bridging Module before progressing. The Bridging Module is comprised of an online module of study (12 pages) and a multiple choice exam. For more information please refer to the Enrolment Form below.

 Download the Enrolment Form

3. Enrol into your remaining subject(s)

Enrol Online or call us on 1300 662 203 for more information..