Responsible Manager Masterclass

Running a financial services business means dealing with continual change and risks to the business and its clients. For responsible managers and senior compliance professionals who hold an Australian Financial Services Licence, it is essential to stay on top of what is happening in the industry and understand the impact of regulatory developments and how to implement required changes.

The Responsible Manager Masterclass series is an ongoing program of workshops designed to help responsible managers, responsible executives, compliance managers, company directors and CEOs keep on top of current and emerging issues affecting licensees.

Each high-level, forum-style workshop runs for just 2.5 hours and provides participants with valuable opportunities to discuss current legal, regulatory, market and business related issues and learn from others facing the same challenges. Because each Masterclass examines the current issues and most recent updates, we encourage participants to attend every session.

The Responsible Manager Masterclass series builds on the following short courses offered by Kaplan Professional:

Law, Regulation and Compliance in Financial Services
Risk Management, Compliance Planning and Ethics in Financial Services.

Duration	2.5 hours
PD points*	2 points
Level	Intermediate
Fee	$352 (Includes GST and is for an individual attending a public course at Kaplan Professional)
Venue	This course can be delivered via in-house workshops or publicly at Kaplan Professional

Who should attend?

This course is designed for responsible managers, responsible executives, compliance managers, company directors and CEOs.

What will I learn?

At the end of the course, you will:

understand the implications of changes to financial services law and regulation
be aware of new business risks from events happening in Australian and overseas financial markets
be familiar with how other compliance professionals are dealing with issues in their businesses.

What topics will be covered?

new developments in the legal and regulatory environment affecting licensees
current trends and issues in financial services and how they impact the compliance function
key business management issues that pose challenges for compliance professionals.

How to register

In-house workshops:

Our workshops can be customised and delivered at your premises giving you access to the training you need, when you need it. For more information or to discuss your training needs, please call 1300 728 505 or via email corporatesolutions@kaplan.edu.au.

Public courses held at Kaplan Professional:

How to register? Please check our Calendar of Short Courses to see if the course you wish to attend is scheduled in your region. If it is scheduled in your region, click the relevant course name and follow the prompts.

Expressions of Interest: We can schedule workshops for small groups at mutually suitable times at Kaplan Professional. If you are interested in attending a workshop, please complete an Expression of Interest form to enable us assess the level of interest for that course. We will then place your name on our waiting list for that particular course and will contact you as soon as we have received sufficient interest to run the course. (A minimum of 8 participants is required to run a course.) Scheduled courses may then be open to the public.

For more information, please call 1300 527 526 or email pdmail@kaplan.edu.au.

* The PD points quoted here are intended to be used as a guide only. Your Compliance Manager or Professional Body may assess this program according to their own guidelines. To receive PD points please take this course outline to your Compliance Manager or Professional Body for accreditation.