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Home > Courses > Taking The Risk Out Of Compliance
Equip yourself with the comprehensive knowledge and practical tools needed to navigate ASIC regulations, manage compliance risk and deliver legally sound, client-centric advice.
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This topic will help you gain practical knowledge of compliance requirements, learn how to mitigate regulatory risk, and understand how to effectively respond to ASIC inquiries or investigations.
This topic will also help ensure your long-term success as a compliant, ethical and client-focused professional in the financial advice industry.
What you will achieve
This topic is designed to be completed over six (6) weeks, with up to 12 weeks’ access provided to allow for flexibility.
Participants receive 20 hours of structured training per topic. For new entrants under the FAS requirements, these topics form a core part of the 100 hours of structured learning required during the Professional Year.
Advisers who successfully complete all requirements of the topic will be awarded a certificate of completion.
There are no specific due dates for activities. Advisers progress, complete and submit activities as they go. However, it is recommended that each activity be completed according to order laid out.
$275 (Inc. GST) per person (corporate package/rate available)
The Financial Adviser Accelerator Suite is the most interactive, engaging and career-focused training program the financial advice industry has ever seen — purpose-built to develop capable advisers who are ready to make an immediate impact.
Developed with early-career professionals in mind, the structured topics focus on building essential client engagement skills and financial advice fundamentals. The program is structured around four key knowledge pillars, with each topic containing multiple modules.