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Home > Subjects > DFSE209 Introduction to Financial Advice
This subject introduces individuals to the foundations of financial planning, examining the advice process, regulatory environment and key considerations in delivering client-focused financial advice.
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STUDY MODE
100% online
AQF LEVEL
5
NEXT INTAKE
4 May 2026
SUBJECT DURATION
12 weeks
SUBJECT FEE
$720.00
The financial planning profession and its role in supporting individuals to achieve their financial goals are explored in this subject. It examines the regulatory and legislative framework governing financial advice, including compliance requirements, disclosure obligations and ethical considerations.
Individuals are introduced to the six-step financial planning process and the key activities involved in delivering advice, from client engagement and data gathering through to developing and presenting recommendations. An understanding of the different types of financial advice, their purpose, and associated costs is also developed.
Core areas of financial planning are introduced, including taxation, estate planning and social security, highlighting their importance in developing holistic advice strategies. The practical application of financial advice is further examined through case studies and real-world scenarios.
For more information, please refer to the subject outline.
Diploma of Financial Services >
On successful completion of this subject, individuals should be able to:
There is no prescribed text for this subject.
Individuals are provided with key readings and access to Kaplan’s online databases. Individuals are encouraged to research and read widely on the topic.
Click here for an assessment timetable.
Not applicable
There are no equivalences for this subject.
12 Jan 2026 - 3 Apr 2026
❌ Enrolments now closed
Early access opens N/A
Early access to assessments N/A
Study period commences 12 January 2026
Enrolments close/census 28 January 2026
Study period ends 3 April 2026
Assessment dates See assessment information
9 Mar 2026 - 29 May 2026
Study period commences 9 March 2026
Enrolments close/census 25 March 2026
Study period ends 29 May 2026
4 May 2026 - 24 Jul 2026
✓ Enrolments open now
Study period commences 4 May 2026
Enrolments close/census 20 May 2026
Study period ends 24 July 2026
29 Jun 2026 - 18 Sep 2026
Study period commences 29 June 2026
Enrolments close/census 15 July 2026
Study period ends 18 September 2026
Assessment dates See assessment timetable
24 Aug 2026 - 13 Nov 2026
Study period commences 24 August 2026
Enrolments close/census 9 September 2026
Study period ends 13 November 2026
19 Oct 2026 - 8 Jan 2027
Study period commences 19 October 2026
Enrolments close/census 4 November 2026
Study period ends 8 January 2027
To safeguard against any future price increases, you can lock in the price of your subject enrolment fees for the duration of your qualification. Many eligible students use FEE-HELP, which is a Commonwealth Government loan. This means you do not need to pay to study upfront, helping you to reduce some of your financial burden . Please note that government fees apply for the use of FEE-HELP for higher education diploma subjects. Click here for further information.
When you apply to study with Kaplan Professional, you pay for the subjects you have enrolled in for each study period.
The tuition fee listed below applies to all Diploma of Financial Services subjects:
Note: If this subject is undertaken as a standalone subject, no FEE-HELP is available.
FEE-HELP is available for individuals undertaking this subject as part of a qualification. Click here to find out if you’re eligible.
Further fees may apply. Click here for a full list of fees and allowances.
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