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Home > Subjects > DFSE209 Introduction to Financial Advice
This subject introduces individuals to the foundations of financial planning, examining the advice process, regulatory environment and key considerations in delivering client-focused financial advice.
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STUDY MODE
100% online
AQF LEVEL
5
NEXT INTAKE
11 Jan 2027
SUBJECT DURATION
12 weeks
SUBJECT FEE
$720.00
The financial planning profession and its role in supporting individuals to achieve their financial goals are explored in this subject. It examines the regulatory and legislative framework governing financial advice, including compliance requirements, disclosure obligations and ethical considerations.
Individuals are introduced to the six-step financial planning process and the key activities involved in delivering advice, from client engagement and data gathering through to developing and presenting recommendations. An understanding of the different types of financial advice, their purpose, and associated costs is also developed.
Core areas of financial planning are introduced, including taxation, estate planning and social security, highlighting their importance in developing holistic advice strategies. The practical application of financial advice is further examined through case studies and real-world scenarios.
For more information, please refer to the subject outline.
Diploma of Financial Services >
On successful completion of this subject, individuals should be able to:
There is no prescribed text for this subject.
Individuals are provided with key readings and access to Kaplan’s online databases. Individuals are encouraged to research and read widely on the topic.
Click here for an assessment timetable.
Not applicable
There are no equivalences for this subject.
11 Jan 2027 - 2 Apr 2027
✓ Enrolments open now
Early access opens N/A
Early access to assessments N/A
Study period commences 11 January 2027
Enrolments close/census 27 January 2027
Study period ends 2 April 2027
Assessment dates See assessment information
8 Mar 2027 - 28 May 2027
Study period commences 8 March 2027
Enrolments close/census 24 March 2027
Study period ends 28 May 2027
3 May 2027 - 23 Jul 2027
Study period commences 3 May 2027
Enrolments close/census 19 May 2027
Study period ends 23 July 2027
28 Jun 2027 - 17 Sep 2027
Study period commences 28 June 2027
Enrolments close/census 14 July 2027
Study period ends 17 September 2027
Assessment dates See assessment timetable
23 Aug 2027 - 12 Nov 2027
Study period commences 23 August 2027
Enrolments close/census 8 September 2027
Study period ends 12 November 2027
18 Oct 2027 - 7 Jan 2028
❌ Enrolments now closed
Study period commences 18 October 2027
Enrolments close/census 3 November 2027
Study period ends 7 January 2028
Assessment dates N/A
To safeguard against any future price increases, you can lock in the price of your subject enrolment fees for the duration of your qualification. Many eligible students use FEE-HELP, which is a Commonwealth Government loan. This means you do not need to pay to study upfront, helping you to reduce some of your financial burden . Please note that government fees apply for the use of FEE-HELP for higher education diploma subjects. Click here for further information.
When you apply to study with Kaplan Professional, you pay for the subjects you have enrolled in for each study period.
The tuition fee listed below applies to all Diploma of Financial Services subjects:
Note: If this subject is undertaken as a standalone subject, no FEE-HELP is available.
FEE-HELP is available for individuals undertaking this subject as part of a qualification. Click here to find out if you’re eligible.
Further fees may apply. Click here for a full list of fees and allowances.
Other fees
Further fees
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FEE-HELP
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