Our course finder tool will point you in the right direction.
Have a question or would like more information? Our dedicated team will promptly reach out to you.
Home > Subjects > DFSC102 – Ethics in Financial Services
Explore the legal, regulatory and ethical obligations of financial services professionals. Learn to navigate bias, apply ethical decision-making frameworks, and address contemporary challenges in financial services.
Need help?
STUDY MODE
100% online
AQF LEVEL
5
NEXT INTAKE
25 Aug 2025
SUBJECT DURATION
12 weeks
SUBJECT FEE
$720.00
This core subject of the Diploma of Financial Services focuses on legal, regulatory, ethical and professional obligations of financial services professionals towards clients, customers and other stakeholders, through the broad lens of ethical and professional theoretical frameworks. Individuals will explore sources of individual cognitive bias, and sources of judgement and decision bias that influence decision making and conduct of both professionals and clients and customers. Strategies for resolving ethical dilemmas will be developed, applying ethical decision-making frameworks.
Contemporary issues regarding ethics and professionalism will be explored, and individuals will evaluate opportunities to further develop knowledge and skills of self and others in this area.
For more information, please refer to the subject outline.
Diploma of Financial Services >
On the successful completion of this subject, individuals should be able to:
There is no prescribed text for this subject.
Individuals are provided with key readings and access to Kaplan Professional’s online databases. Individuals are encouraged to research and read widely on the topic.
Click here for an assessment timetable.
Advanced standing may be awarded in recognition of prior learning (RPL) for your prior studies that are directly related to the qualification. This may include credit for generic knowledge component of Tier 1 RG146 studies.
Get detailed guidance on the application process here.
Not applicable.
There are no equivalences for this subject.
25 Aug 2025 - 14 Nov 2025
✓ Enrolments open now
Early access opens N/A
Early access to assessments N/A
Study period commences 25 August 2025
Enrolments close/census 10 September 2025
Study period ends 14 November 2025
Assessment dates See assessment information
To safeguard against any future price increases, you can lock in the price of your subject enrolment fees for the duration of your qualification. Many eligible students use FEE-HELP, which is a Commonwealth Government loan. This means you do not need to pay to study upfront, helping you to reduce some of your financial burden . Please note that government fees apply for the use of FEE-HELP for higher education diploma subjects. Click here for further information.
When you apply to study with Kaplan Professional, you pay for the subjects you have enrolled in for each study period.
The tuition fee listed below applies to all higher education subjects:
If you are paying by cheque, utilising a deferral, or have a preferred client code, you will need to download and submit a hard copy of the form below.
Download a new student application (enrolment) form>
Other fees
Further fees may apply. Click here for a full list of fees and allowances.
Further fees
Click here for a full list of fees and allowances.
FEE-HELP
Click here to find out if you are eligible for FEE-HELP.
Payment FAQs
Click here to learn more.
Oops! We could not locate your form.