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Home > Courses > NZX Adviser Course
Kaplan Professional, in conjunction with NZX (New Zealand Exchange) Limited, is offering the NZX Adviser Course.
The NZX Adviser Course meets the minimum education requirement for individuals to be recognised by the NZX under the following adviser types; NZX Adviser, NZ Debt Market (NZDX) Adviser and NZX Derivatives Adviser.
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The NZX Adviser Course meets the minimum education requirement for individuals to be recognised by the NZX under the following adviser types:
Further details on the NZX Adviser requirements may be found in the NZX Participant Guidance Note.
Upon successful completion of the subjects from Kaplan Professional’s NZX Adviser Course requirements for their desired adviser type, and meeting any other criteria set by the NZX, individuals may apply to NZX Limited to become an accredited adviser.
Study FIN353 if seeking NZX Derivatives Adviser. Study 405N if seeking NZX Adviser OR NZ Debt Market (NZDX) Adviser.
Single subject study is also available.
For a full list of annual study period dates, click here >
12 Jan 2026 - 3 Apr 2026
❌ Enrolments now closed
Early access opens 15 December 2025
Early access to assessments 29 December 2025
Study period commences 12 January 2026
Enrolments close/census 28 January 2026
Study period ends 3 April 2026
Assessment dates See assessment information
9 Mar 2026 - 29 May 2026
✓ Enrolments open now
Early access opens 9 February 2026
Early access to assessments 23 February 2026
Study period commences 9 March 2026
Enrolments close/census 25 March 2026
Study period ends 29 May 2026
Assessment dates See assessment timetable
4 May 2026 - 24 Jul 2026
Early access opens 6 April 2026
Early access to assessments 20 April 2026
Study period commences 4 May 2026
Enrolments close/census 20 May 2026
Study period ends 24 July 2026
29 Jun 2026 - 18 Sep 2026
Early access opens 1 June 2026
Early access to assessments 15 June 2026
Study period commences 29 June 2026
Enrolments close/census 15 July 2026
Study period ends 18 September 2026
24 Aug 2026 - 13 Nov 2026
Early access opens 27 July 2026
Early access to assessments 10 August 2026
Study period commences 24 August 2026
Enrolments close/census 9 September 2026
Study period ends 13 November 2026
19 Oct 2026 - 8 Jan 2027
Early access opens 21 September 2026
Early access to assessments 5 October 2026
Study period commences 19 October 2026
Enrolments close/census 4 November 2026
Study period ends 8 January 2027
There are no educational entry requirements.
Throughout your studies, you’ll be able to count on the helping hand of our knowledgeable and experienced Student Advice team, who are always a phone call or email away.
The Student Advice team will be in regular contact to keep you up to date with important information, as well as being able to assist with decisions about subject enrolments, completion pathways and general study advice.
If you have a condition or special learning need which impacts on your ability to study or to complete assessments, the following application processes are available to you:
Please make us aware of your circumstances at the time of your enrolment, or as soon as possible thereafter. Refer to the Assessment Policy for further information on both of these processes.
KapLearn is your virtual classroom where you can access your learning resources and activities. This enables you to connect to your course materials, industry experts and your fellow students. Contained within KapLearn are the following resources:
E-books are advanced digital versions of traditional subject notes, and use some of the latest technology to give you greater interactivity and accessibility throughout your studies.
E-books allow you to search for key words, highlight important content and write comments or calculations on the pages which you can print out and use for study purposes. You also have instant access to online learning resources such as online lectures, required readings and discussion forums.
In order to enhance the learning experience, students can access a number of presentations within their subject rooms. Depending on the learning resources required, subjects may incorporate the following:
Delivered by industry experts from Australia’s leading financial institutions they can be viewed online or downloaded as an MP3 allowing you to listen anytime, anywhere.
Each subject has an interactive discussion forum which gives you the opportunity to stimulate conversation, debate issues and share knowledge with other students. Each forum is facilitated by an industry practitioner who is a subject matter specialist who will guide you with your learning.
The Kaplan Library and Resource Centre provides a range of information and learning support resources, and research services to assist you in your studies. This includes access to online databases which contain full-text journal, magazine and newspaper articles, Australian company information and e-books.
Our library catalogue contains descriptive information about our book and e-book collections. The Library and Resource Centre also contains learning support materials to assist you with referencing including e-tutorials and quizzes; guides to using the databases; library policies; contact details for our preferred bookshops; and other useful resources.
Subjects require approximately 120 hours of student effort (11-12 hours per week). This includes time spent on activities, such as reading and review of subject materials, participating in e-learning activities, and assessment preparation and review.
Each Kaplan Professional postgraduate qualification has minimum entry requirements that you must meet to qualify for admission.
In order to complete your studies with Kaplan Professional, you’re assumed to have minimum technology access and skills.
You may be able to obtain advanced standing or recognition of prior learning for a Kaplan Professional subject based on your previous study, professional membership status and/or work experience.
All subjects are offered online for each study period, giving you the flexibility of choosing when and where you wish study. You pay tuition fees for the subject(s) you’re enrolled in within an individual study period. Check the fee schedule for more information about fees.
FEE-HELP is available to eligible students. Click here to find out if you’re eligible.
You should also check the individual subject outlines to understand the recommended study time commitments for the subject, along with any recommended assumed knowledge.
Make sure you also check the assessment timetable to ensure you are available to sit the assessment pieces.
You only pay fees for subject(s) in which you enrol each study period. Check the fee schedule for more information about fees.
FEE-HELP is also available. Click here to find out if you’re eligible.
You can enrol now and supply documentation to support your application for enrolment at a later date, within three weeks of your initial enrolment into the qualification.
On enrolment, new postgraduate students will be required to post an original certified copy of their previous studies.
If you are paying by cheque, utilising a deferral or have a preferred client code you will need to download a copy of our paper-based enrolment form above.
When you study at Kaplan Professional, you pay as you go. So you only need to pay for the subjects you intend to study each study period.
The fees listed below apply to all postgraduate subjects:
Click here for a full list of fees and allowances.
Further fees
FEE-HELP
Click here to find out if you’re eligible for FEE-HELP.
Payment FAQs
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We prioritise our students' mental and physical health, creating a supportive environment for learning success.
Our dedicated support teams are here to support you throughout your studies.
Our engaging and interactive learning resources support flexible and self-paced learning experiences for our students.
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Kaplan Professional is offering education update presentations for advice firms – available online or in person – designed to help advisers navigate the evolving professional landscape.
The financial advice profession is rarely a straight path. Increasing regulation, rising client expectations, technological change and higher professional standards mean advisers must continually adapt to remain relevant and competitive.
This presentation maps the full career lifecycle of an adviser – from entry into the profession through to specialisation, leadership and long-term sustainability. At each stage, we explore the capabilities required, the common challenges advisers face, and the role education plays not just as a compliance requirement, but as a strategic enabler of professional growth.
• Education pathways from entry to senior leadership
• How capability requirements evolve across career stages
• The shift from minimum standards to advanced technical and strategic expertise
• The role of ongoing education in building resilience, sound judgement and sustainable careers
Designed for adviser teams and leadership groups, this presentation provides practical insights into how structured learning supports long-term performance, professionalism and business sustainability.
To book an education update session for your advisers please contact your Corporate Relationship Manager to arrange a suitable time.
Date: Wednesday, 11 March
Time: 1:00pm – 3:00pm AEDT
Fee: $280
Where: Online (Zoom)
Host: Matthew Farley
A certificate of attendance outlining CPD hours will be awarded at the conclusion of this workshop. A full list of topics is available on our website.
Date: Thursday, 19 March
Time: 1:00pm – 3:30pm AEDT
Fee: $340
Host: Dr Jenny Diggle
Kaplan Professional has expanded the Financial Adviser Accelerator Suite with a new set of practical topics designed to further strengthen capability across both technical and client engagement areas.
As client expectations continue to rise and advice scenarios become more complex, early career advisers must combine sound technical knowledge with strong communication skills and thoughtful decision-making. The latest additions to the suite support this ongoing professional development.
Practical frameworks to enhance credibility, strengthen adviser presence and build more meaningful, long-term client relationships.
Structured approaches to assessing appropriate cover, modelling client scenarios and supporting well-reasoned, client-centred risk advice.
Applying probability-based thinking to improve strategic judgement and support more confident decision-making in uncertain environments.
These additions build on the Financial Adviser Accelerator Suite focus on applied, real-world learning, equipping advisers with skills that can be immediately implemented in practice.
The ongoing expansion of the Financial Adviser Accelerator Suite reflects Kaplan Professional’s commitment to supporting advisers as they continue to develop deeper expertise and deliver high-quality, client-focused advice.
For advisers who have now met the education standard, the focus shifts from compliance to opportunity.
Kaplan Professional offers clear pathways to build on the bridging courses and subjects already completed and convert that study into a full, recognised qualification. Advisers who have completed individual units toward the education standard may be eligible to articulate into the Graduate Certificate in Financial Planning or Graduate Diploma of Financial Planning, formalising their academic achievement and strengthening their professional standing.
From there, eligible Graduate Diploma alumni can upgrade to the Master of Financial Planning, completing the remaining subjects to attain a postgraduate qualification that positions them above the minimum regulatory requirement. The Master’s program also provides direct pathways toward leading professional designations, including CFP® and SSA®, enabling advisers to align academic progression with industry-recognised credentials.
Advisers who have completed the Graduate Diploma of Financial Planning are already eligible to obtain leading professional designations through the College for Financial Planning®. This includes globally-recognised credentials such as the Accredited Behavioural Finance ProfessionalSM (ABFP®) and Chartered Retirement Planning CounsellorSM (CRPC®) designation.
No further study is required to meet the education component for these certifications, allowing advisers to leverage their existing qualification to secure respected professional recognition and further strengthen their standing in the industry.
Beyond core qualifications, Kaplan Professional also offers access to additional specialist electives and professional designation pathways, allowing advisers to differentiate in areas such as superannuation, retirement, ethics and client strategy.
In short, completing the education standard doesn’t have to be the end point. With Kaplan Professional, it can be the foundation for higher qualifications, respected designations and long-term career progression.
Contact your Corporate Relationship Manager to discuss the education options and pathways for your adviser network. Alternatively, contact 1300 135 798 (option 2) or email courseadvice@kaplan.edu.au.
Kaplan Professional will host a special Women in Finance webinar on Tuesday, 3 March, celebrating the achievements, leadership and career journeys of women shaping the financial services industry.
The session will explore leadership, career progression and the role education has played in supporting professional success across diverse areas of the sector.
Graduate Diploma of Financial Planning dux, two-time Olympian and Financial Adviser at HLB Mann Judd.
Graduate Diploma graduate, business owner and founder of a caregiving training institute in Bangladesh, with more than 20 years’ industry experience.
Master of Applied Finance graduate and Director at BDO Sydney, specialising in governance, risk and assurance across financial services.
Date: Tuesday, 3 March
Time: 1:30pm AEDT
Location: Online (Zoom)
The webinar will include practical leadership insights, reflections on career growth, discussion on the impact of education in finance, and an interactive Q&A session.
Now
9 March
25 March
29 May
Kaplan Professional is offering eligible Graduate Diploma of Financial Planning alumni a limited-time opportunity to upgrade to the Master of Financial Planning at a fixed alumni price of $5,000.
This exclusive offer enables alumni to complete their remaining four subjects – two core subjects (FPC009 Complex Financial Planning and KAP001 Capstone Project) and two electives – at a substantially reduced cost compared to standard postgraduate tuition fees.
To access the offer, eligible alumni must enrol and commence their first subject by the Study Period 2 census date, 25 March 2026.
Upgrading to the Master’s degree provides advisers with the opportunity to deepen technical expertise, broaden strategic capability and position themselves strongly as professional standards across the industry continue to rise. The program also supports progression toward additional professional designations.
Full details, including subject structure, study plans and application steps, are available below.