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Home > Subjects > 508N – Securities Law and Market Regulation in New Zealand
This subject focuses on the legal system in New Zealand as it relates to the market. It provides an overview of the functions of key regulatory bodies, including the New Zealand Exchange Limited (NZX).
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STUDY MODE
100% online
AQF LEVEL
n/a
NEXT INTAKE
10 Mar 2025
SUBJECT DURATION
12 weeks
SUBJECT FEE
$2,700.00
This subject focuses on the legal system in New Zealand as it relates to the market. It provides an overview of the functions of key regulatory bodies, including the New Zealand Exchange Limited (NZX). The subject also discusses how companies raise capital, then establish and run a business. It also outlines the protection available to investors in the NZX. Individuals apply their knowledge via case studies and realistic scenarios.
On successful completion of this subject, individuals should be able to:
There is no prescribed text for this subject.
Individuals are provided with key readings and access to Kaplan Professional’s online databases. Individuals are encouraged to research and read widely on the topic.
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Not applicable.
Individuals may not be required to complete this subject if they have transitioned from a SIA/Finsia/Kaplan Professional course and have completed the following subjects:
We are pleased to announce that the following enhancements have been made to this subject:
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