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Home > Courses > Tier 1 Compliance Solution – Generic Knowledge
Tier 1 Generic Knowledge provides the generic knowledge component for all Tier 1 training and assessment requirements for individuals who provide general financial advice to retail clients.
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NUMBER OF SUBJECTS
Enrol and start anytime
Maximum of 16 weeks
Are you looking to become compliant in a specialist knowledge area?
Kaplan Professional, a leading national provider of financial services education, offers the Tier 1 Generic Knowledge program for individuals seeking to provide general advice on financial products and services in one or more specialist knowledge areas.
The subject will introduce individuals to the products, markets and regulatory environment for the financial services industry in Australia.
Note: To provide general advice in a Tier 1 knowledge area, individuals must have completed this subject.
The Generic Knowledge subject only needs to be completed once.
Please refer to the subject outline for more information:
Generic Knowledge is the prerequisite for all Tier 1 courses.
Individuals have a total of 12 weeks to complete the learning and assessment requirements from their initial enrolment date.
An additional four weeks (4) per subject is available if required to re-sit an exam.
For a guide on the number of study hours for Professional Year formal training, please click here.
The assessments for each subject are listed below:
You can sit your exam while being supervised in your workplace or online via Zoom by your nominated supervisor. Click here for more information.
This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.
If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email email@example.com.
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To successfully complete this course, learners will require basic computing skills. This may include:
You may enrol into this course at any time and begin studying immediately on enrolment.*
To enrol online, please follow these steps:
* If you have not previously completed Generic Knowledge, please ensure you enrol in this subject as it is a prerequisite of the Tier 1 knowledge areas.
This course is delivered online via Kaplan Profesional’s learning management system, KapLearn.
You will receive login details to KapLearn on enrolment. When you log on to KapLearn, you are able to access the subject notes, assessments, additional learning materials (such as media, case studies and practise activities) and your online tutor.
Assessments are accessed and submitted through KapLearn.
Corporate clients should contact our Corporate Solutions team at firstname.lastname@example.org to discuss delivery options and how we can further tailor our training to meet your business needs.
Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.
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Tier 1 Compliance Solution – Generic Knowledge: $280 (GST exempt)
For additional study-related fees, please click here.
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