Course overview

Are you looking to become compliant in Foreign Exchange – General Advice?

Kaplan Professional, a leading national provider of education in financial services offer the Kaplan Professional Tier 1 general advice in the foreign exchange specialist knowledge area.

This course introduces individuals to the concepts of foreign exchange as they apply to retail clients. Individuals will learn how to analyse and evaluate foreign exchange markets and will gain an understanding of managing risk and tax requirements when dealing with retail client portfolios. Spot transactions, debt securities, forward markets and currency options will also be covered. This course has been developed for financial advisers or those working in the financial services industry.

Upon successful completion individuals will meet the education requirements of ASIC Regulatory Guide 146 for providing general advice in foreign exchange to retail clients.

Please refer to the subject outlines for more information:

• Tier 1 Foreign Exchange – General Advice

Fees

Tier 1 Compliance Solution – Foreign Exchange – General Advice

$270 (GST exempt)

For additional study-related fees, please click here

Duration

Individuals have a total of 12 weeks to complete the learning and assessment requirements for the Tier 1 Foreign Exchange — General Advice, from their initial enrolment date.

An additional four weeks (4) per subject is available if required to resit an exam.

Entry requirements

Individuals completing Tier 1 Foreign Exchange – General Advice will need to have completed Generic Knowledge.

Individuals are required to be aged 18 years or older to enrol in this course.

Enrolment information

Enrolment

You may enrol into this course at any time and begin studying immediately on enrolment.*

To enrol online, please follow these steps:

• In the ‘category’ drop down list select Financial Services – Tier 1
• In the ‘Search by’ drop down list select subject
• If you just click search this will show all Tier 1 subjects and you will be able to enrol into multiple subjects

Or

• You can search for the specific subject you are wishing to enrol into by entering the name of the subject and clicking search.

* If you have not previously completed Generic Knowledge, please ensure you enrol into this subject as it is a prerequisite of the Tier 1 knowledge areas.

Delivery

This course is delivered online via Kaplan Professional’s learning management system KapLearn.
You will receive login details to KapLearn upon enrolment. When you log on to KapLearn you are able to access the subject notes, assessments, additional learning materials such as media, case studies, practice activities and your online tutor.

Assessments are accessed and submitted through KapLearn.

Corporate clients should contact our Corporate Solutions Representative on
1300 728 505 to discuss face-to-face delivery options and how we can tailor our training to your business needs.

Assessment

The assessments for Tier 1 Foreign Exchange are listed below:

Individuals may attempt the exam at any time if they believe they are adequately prepared. Individuals will receive personal reminder emails as they approach their assessment deadlines.

Kaplan Professional’s exams are delivered online via your Student Portal. Click here for further details.

Policies

Student policies

Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.

Terms and Conditions

Click here to access our terms and conditions.

Refund Policy

Access our refund policy