Generic Knowledge entry requirements To meet the Generic Knowledge entry requirements for this course, you will need to demonstrate knowledge obtained through formal studies (completed within the last five years) of three of the four topic areas detailed below: Topic 1: The Australian financial system and economic environment Topic 2: Introduction to the Australian financial services industry and legislation Topic 3: Investment asset classes and mortgage loans Topic 4: General Insurance Language, Literacy and Numeracy (LLN) requirements This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities and at times engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication. If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au. Computing requirements Recommended browsersYou can access KapLearn using any of the browsers below, but it runs best on the latest versions: Firefox 3 or later Chrome 4 or later Safari 3 or later Internet Explorer You may find it helpful to have more than one browser installed on your computer. If you experience problems using Kaplan’s online learning system, try using another browser. Browser settings and supportFor the best user experience at Kaplan’s online learning system, select the following browser settings: enable cookies enable JavaScript do not block pop-up windows Skill requirements To successfully complete this qualification, individuals will require basic computing skills. This may include: saving and editing Microsoft Office documents researching, accessing and searching the internet downloading and saving documents from websites uploading documents through websites participating in online discussions
Tier 1 Compliance Solution - Securities Download a brochure Course overviewFeesDurationEntry requirementsEnrolment informationAssessmentPoliciesCourse overviewAre you looking to become compliant in Tier 1 Securities – General Advice? Kaplan Professional, a leading national provider of education in financial services offers the Kaplan Professional Tier 1 general advice in the securities specialist knowledge area. This course introduces individuals to the concepts of securities as they apply to retail clients. The principles underpinning the foundations, regulation and risks associated with the securities industry are also covered. Individuals will learn how to analyse and trade securities and will gain an understanding of the documentation and tax requirements when dealing with retail client portfolios. Upon successful completion of the general advice option, individuals will meet the education requirements of ASIC Regulatory Guide 146 (RG146) for providing general advice in securities to retail clients. Please refer to the subject outline for more information: Tier 1 Securities – General Advice FeesTier 1 Compliance Solution – Securities – General Advice $280 (GST exempt) For additional study-related fees, please click here DurationIndividuals have a total of 12 weeks to complete the learning and assessment requirements for Tier 1 Securities — General Advice from their initial enrolment date. For a guide on the number of study hours for Professional Year formal training, click here. Entry requirementsEducation requirements Individuals enrolling into Tier 1 Securities – General Advice will need to have met the Generic Knowledge entry requirements prior to enrolling into this course. Individuals are also required to be aged 18 years or older to enrol into this course. Generic Knowledge entry requirements To meet the Generic Knowledge entry requirements for this course, you will need to demonstrate knowledge obtained through formal studies (completed within the last five years) of three of the four topic areas detailed below: Topic 1: The Australian financial system and economic environment Topic 2: Introduction to the Australian financial services industry and legislation Topic 3: Investment asset classes and mortgage loans Topic 4: General Insurance Language, Literacy and Numeracy (LLN) requirements This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities and at times engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication. If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au. Computing requirements Recommended browsersYou can access KapLearn using any of the browsers below, but it runs best on the latest versions: Firefox 3 or later Chrome 4 or later Safari 3 or later Internet Explorer You may find it helpful to have more than one browser installed on your computer. If you experience problems using Kaplan’s online learning system, try using another browser. Browser settings and supportFor the best user experience at Kaplan’s online learning system, select the following browser settings: enable cookies enable JavaScript do not block pop-up windows Skill requirements To successfully complete this qualification, individuals will require basic computing skills. This may include: saving and editing Microsoft Office documents researching, accessing and searching the internet downloading and saving documents from websites uploading documents through websites participating in online discussions Enrolment informationEnrolment You may enrol into this course at any time and begin studying immediately on enrolment.* To enrol online, please follow these steps: In the ‘category’ drop down list select Financial Services – Tier 1 In the ‘Search by’ drop down list select subject If you just click search this will show all Tier 1 subjects and you will be able to enrol into multiple subjects Or You can search for the specific subject you are wishing to enrol into by entering the name of the subject and clicking search. * If you have not previously completed Generic Knowledge, please ensure you enrol into this subject as it is a prerequisite of the Tier 1 knowledge areas. Delivery This course is delivered online via Kaplan Professional’s learning management system KapLearn. You will receive login details to KapLearn upon enrolment. When you log on to KapLearn you are able to access the subject notes, assessments, additional learning materials such as media, case studies, practice activities and your online tutor. Assessments are accessed and submitted through KapLearn. Corporate clients should contact our Corporate Solutions Representative on 1300 728 505 to discuss face-to-face delivery options and how we can tailor our training to your business needs. AssessmentThe assessments for Tier 1 Securities are listed below: SubjectAssessmentAssessment Detail Tier 1 Securities- General Advice1 ExamSupervised, open book multiple choice examination, four (4) attempts. Individuals may attempt the exam at any time if they believe they are adequately prepared. Individuals will receive personal reminder emails as they approach their assessment deadlines. Kaplan Professional’s exams are delivered online via your Student Portal. Click here for further details. PoliciesStudent policies Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support. Terms and Conditions Click here to access our terms and conditions. Refund Policy Access our refund policy 1300 662 203 Email us
Generic Knowledge entry requirements To meet the Generic Knowledge entry requirements for this course, you will need to demonstrate knowledge obtained through formal studies (completed within the last five years) of three of the four topic areas detailed below: Topic 1: The Australian financial system and economic environment Topic 2: Introduction to the Australian financial services industry and legislation Topic 3: Investment asset classes and mortgage loans Topic 4: General Insurance Language, Literacy and Numeracy (LLN) requirements This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities and at times engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication. If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email mail@kaplan.edu.au. Computing requirements Recommended browsersYou can access KapLearn using any of the browsers below, but it runs best on the latest versions: Firefox 3 or later Chrome 4 or later Safari 3 or later Internet Explorer You may find it helpful to have more than one browser installed on your computer. If you experience problems using Kaplan’s online learning system, try using another browser. Browser settings and supportFor the best user experience at Kaplan’s online learning system, select the following browser settings: enable cookies enable JavaScript do not block pop-up windows Skill requirements To successfully complete this qualification, individuals will require basic computing skills. This may include: saving and editing Microsoft Office documents researching, accessing and searching the internet downloading and saving documents from websites uploading documents through websites participating in online discussions
