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Home > Courses > Tier 1 Compliance Solution – Insurance Broking
The course includes generic knowledge, core knowledge and specialist insurance knowledge, and meets the education requirements of ASIC Regulatory Guide 146 (RG 146) for providing general and personal advice with broking clients.
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NUMBER OF SUBJECTS
Enrol and start anytime
Maximum of 32 weeks
Australian Skills Quality Authority
Is Tier 1 Insurance Broking a requirement of your job role?
Are you looking to become ASIC RG 146 compliant?
Kaplan Professional, a leading national provider of financial services education, recommends the Kaplan Professional Tier 1 RG 146 Compliance Solution for Insurance Broking.
The course meets the education requirements of ASIC Regulatory Guide 146 (RG 146) for providing general and personal advice with broking clients.
The course includes generic knowledge, core knowledge and specialist insurance knowledge.
Kaplan Professional’s Tier 1 Insurance Broking course is for individuals who want a career as a general insurance broker. The course is designed to:
Please refer to the subject outlines for more information.
The Tier1 Insurance Broking program is structured into two subjects:
Insurance Broking Fundamentals
Insurance Broking Advice
Four units of competency are awarded for the successful completion of Tier 1 Insurance Broking; four core. For information on the units of competency, please see the subject outlines in the ‘Course overview’ tab.
The assessments for each subject are listed below. Units of competency are co-assessed by topic within subjects, as listed in ‘Units of competency’.
Individuals may attempt the exam and/or submit their assignment at any time if they believe they are adequately prepared. Individuals will receive personal reminder emails as they approach their assessment deadlines.
Individuals must be deemed competent in all assessment items, including demonstrating competency in all of the exam questions, in order to be awarded their qualification or course.
To learn more about what to expect when completing an oral assignment using audio please click here.
Individuals who complete the course or qualification will receive a statement of attainment per subject.
You can sit your exam while being supervised in your workplace or with online supervision via Zoom at a suitable location.
Click here for more information about Kaplan Professional exams.
Individuals have a total of:
Therefore, if an individual completes the learning and assessment, and the resubmission time in every subject is granted, the duration will be 32 weeks.
The subjects must be completed in the following sequence:
The subject breakdown for this course is below:
The amount of training for this course may be up to 13 hours per week. The amount of training is the hours an individual can expect to spend to complete their course work and assessments.
In addition to the amount of training, individuals who are new to industry or vocational training could need up to nine (9) hours per week known as unsupervised hours. These additional hours are for study skills or further research. For example, an individual not working in industry would need more time to review industry websites that are usually introduced in workplace compliance training.
Individuals working in industry may be able to complete the course requirements in a shorter timeframe or less hours per week.
Additional study-related fees apply to formal extensions and re-enrolments. Please refer to the Vocational Education Fees schedule found here.
Please also refer to our Vocational Education and Training (VET) Enrolment Terms and Conditions here or our Student Handbook here for important information on:
There are no entry requirements.
However, it is recommended that individuals complete Tier 2 General Insurance Personal Advice for underpinning knowledge.
It is also recommended individuals are working in the insurance industry.
Individuals are required to be aged 18 years or older to enrol in this course.
Individuals who are in Australia on a student visa are unable to enrol in this subject. If you are in Australia on a visa and wish to enrol, you need to check that you are enrolling in accordance with the study conditions of your visa.
This course requires you to read comprehensive learner workbooks, complete a range of written assessments, undertake independent research activities, and at times, engage in online forums and discussions. Furthermore, the delivery mode relies on the extensive use of written communication.
If you have any doubts about whether you have the language, literacy and numeracy skills to undertake a Kaplan Professional program, we recommend you speak with our Student Services team on 1300 662 203 or email email@example.com.
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Audio recording app
You will need to use a free or paid audio-recording app on your phone, tablet or computer to record and submit your oral assignment. Most devices come with a free built-in audio/voice-recording app. More information should be available in your device manual or on the device manufacturer’s website. Below are help links for some popular devices.
To successfully complete this course, individuals will require basic computing skills. This may include:
You may enrol in this course at any time and begin studying immediately on enrolment.
To enrol, please contact us on 1300 662 203.
This course is delivered online via Kaplan Professional’s learning management system, KapLearn.
You will receive login details to KapLearn on enrolment. When you log on to KapLearn you are able to access the subject notes, assessments, additional learning materials (such as media, case studies and practise activities) and your online tutor.
Assessments are accessed and submitted through KapLearn.
Corporate clients should contact our Corporate Solutions team at firstname.lastname@example.org to discuss delivery options and how we can further tailor our training to meet your business needs.
Individuals may be able to obtain Recognition of Prior Learning (RPL) for a Kaplan Professional award subject based on their previous study and/or work experience. To do this, individuals must submit evidence that demonstrates they have already met the requirements of the subject through these other means.
Evidence can take many forms, such as information about approved study, information about work experience, certificates, transcripts, or other credentials.
To find out if you are eligible for RPL, please refer to our Credit Transfer and Recognition of Prior Learning (RPL) page.
Individuals who enrol in a Kaplan Professional course are bound by our published policies, including the policy that sets out our rules for assessment. Individuals can review these policies here. The policies also assist individuals when their study program does not go as planned and they need extra support.
Click here to access our terms and conditions.
Access our refund policy.
Enrol directly into Tier 1 Insurance Broking for $865 (GST exempt).
For additional study-related fees, please click here.
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