Course overview

The online Graduate Certificate in Financial Planning is a four-subject higher education qualification set at AQF level 8.

It’s designed and developed in conjunction with leading financial advisers and industry experts to ensure what you learn is practical, relevant and immediately transferable to your professional practice. 

The Graduate Certificate is the ideal starting point if you want to complete the first four subjects of the Master of Financial Planning pathway. You can then:

• Complete four more subjects to attain the FASEA-approved Graduate Diploma of Financial Planning.
• Complete another four subjects to graduate with the Master of Financial Planning.

Who is this course for?

• Advisers without a relevant degree who are looking for a pathway into a FASEA-approved qualification
• Career changers looking for an entry point for their studies towards becoming a financial adviser
• Individuals who aren’t financial advisers, but require a deeper understanding or awareness of financial advice for their role

On completion of this course, individuals may be eligible for admission into the FASEA-approved Graduate Diploma of Financial Planning with Kaplan Professional.

Potential career paths:

• Insurance / Risk consultant
• Business development manager
• Superannuation consultant
• Portfolio analyst
• Investment banker
• Claims administrator
• Compliance manager

Would like to know more about career opportunities in financial planning? Wondering what career opportunities you have once completing the Graduate Certificate in Financial Planning? Read our guide and learn how you can start your journey to take your life and career to the next level.

Key information

The online Graduate Certificate in Financial Planning is a four-subject higher education qualification set at AQF level 8.

It’s designed and developed in conjunction with leading financial advisers and industry experts to ensure what you learn is practical, relevant and immediately transferable to your professional practice. 

The Graduate Certificate is the ideal starting point if you want to complete the first four subjects of the Master of Financial Planning pathway. You can then:

• Complete four more subjects to attain the FASEA-approved Graduate Diploma of Financial Planning.
• Complete another four subjects to graduate with the Master of Financial Planning.

Who is this course for?

• Advisers without a relevant degree who are looking for a pathway into a FASEA-approved qualification
• Career changers looking for an entry point for their studies towards becoming a financial adviser
• Individuals who aren’t financial advisers, but require a deeper understanding or awareness of financial advice for their role

On completion of this course, individuals may be eligible for admission into the FASEA-approved Graduate Diploma of Financial Planning with Kaplan Professional.

Potential career paths:

• Insurance / Risk consultant
• Business development manager
• Superannuation consultant
• Portfolio analyst
• Investment banker
• Claims administrator
• Compliance manager

Would like to know more about career opportunities in financial planning? Wondering what career opportunities you have once completing the Graduate Certificate in Financial Planning? Read our guide and learn how you can start your journey to take your life and career to the next level.

Program structure and subjects

Four (4) core subjects:

• FPC001B Economic and Legal Context for Financial Planning 
• FPC002B Ethics and Professionalism in Financial Advice
• FPC003 Superannuation and Retirement Advice (applicable from Study Period 1, 2023)
• FPC004 Insurance Advice

Single subject study is also available. Click here for full subject availability.

Graduate Certificate in Financial Planning progression pathway

Progress your qualification

If you have graduated with a Kaplan Professional or Finsia postgraduate qualification, you may wish to progress to a higher qualification. Learn more >

Have questions about your next steps?

FASEA bridging courses

Kaplan Professional has been proactive in our approach to the development of the following FASEA-approved bridging courses:

• FPC002B Ethics and Professionalism in Financial Advice (aligns to FASEA bridging course: Ethics for Professional Advisers)
  Learn more >

• FPC001B Economic and Legal Context for Financial Planning (aligns to FASEA bridging course: Financial Advice Regulatory and Legal Obligations)
  Learn more >

• FPC007B Client Engagement Skills (aligns to FASEA bridging course: Client and Consumer Behaviour, Engagement and Decision Making)
  Learn more >

Each bridging course can be completed as a stand-alone subject or counted towards Kaplan Professional’s FASEA-approved Graduate Diploma of Financial Planning and FASEA-approved Master of Financial Planning. 

Have questions about your next steps?

Learning outcomes and Graduate attributes

Graduate attributes

Kaplan Professional defines the philosophy underpinning our qualifications through the graduate attributes.  These are the qualities we’d like individuals to develop as they progress through their academic studies; they reflect what individuals will know (knowledge) or be able to do (capabilities), when they finish their qualification.

The Attributes are built into Kaplan Professional course learning outcomes, content and assessments.

• Deep discipline knowledge
• Ethical conduct and values
• Communication
• Digital literacy
• Critical thinking and problem solving
• Independence and initiative

Please click here to learn more about our graduate attributes

Have questions about your next steps?

Why choose us

Kaplan Professional is a leading provider of education in Australia, providing learning solutions to over 45,000 professionals annually – this includes 1,500 corporate clients, incorporating all the major banks and leading financial services providers in the country.

Proactive and personalised support

You can count on diligent and prompt support from a dedicated Student Advice team who are always a phone call or email away. The team is experienced, knowledgeable and specifically in place to support financial advisers who are studying at the postgraduate level. You’ll work together with the team to create a tailored pathway that will help you map out your studies and plan ahead to ensure you’re able to achieve your goals within your desired timeframe.

Practical and relevant learning rather than just academic theory

Kaplan Professional has always prided itself on its ability to engage industry experts and leading financial advisers to curate and deliver our subject content. This ensures you’ll be provided with practical, relevant and performance-focused outcomes, directly applicable to your professional practice. These industry practitioners deliver online lectures, respond to questions in the discussion forum, and provide assessment feedback.

Study any subject all year round over six study periods

Kaplan Professional’s six study period model provides you the freedom to study all year round, but most importantly, every postgraduate financial planning subject is available in each study period. This ensures you’re able to plan ahead and choose study periods that accommodate your professional and personal commitments. With a new study period commencing approximately every two months, overlapping slightly from the previous, you can accelerate your study or ‘take a break’ depending on your circumstances.

Complete flexibility – accessible 24/7

You have access to KapLearn – your innovative online learning hub – anytime and anywhere. This convenience and flexibility empowers you to plan your study time around the rest of your day, instead of the other way around. This is particularly beneficial for busy financial advisers who already have significant professional and personal commitments. Discussion forums, interactive notes, research journals, online journals, real-world case studies and diverse multimedia content are all easily accessible in one intuitive and user-friendly hub.

Learn together and support each other

You’ll have direct access to the industry practitioners and subject matter experts in an online discussion forum, where you can seek clarification on subject content and discuss any study issues you may have. By participating in online discussion forums in a supportive peer-to-peer environment, you have the unique ability to discover the viewpoints of like-minded individuals from different areas of the industry. This creates a richer, more immersive learning experience, while providing you further opportunities to extend your professional network.

You’ll also have the option of being assigned a study group. This enables you to form new perspectives; understand and absorb information more efficiently; improve and develop new study skills; and benefit from a cooperative, rather than competitive, learning environment.

Have questions about your next steps?

Key dates

Kaplan Professional’s six study period model provides you the freedom to study all year round. It also enables you to plan ahead and choose study periods that accommodate your professional and personal commitments. With a new study period commencing approximately every two months, overlapping slightly from the previous, you can accelerate your study or ‘take a break’ depending on your circumstances.

Next available intake

For a full list of annual study period dates, click here >

Entry requirements

Below are the minimum education requirements for entry into our postgraduate courses.

Alternative entry pathways may be available to you if you do not meet the minimum education requirements. In addition, other entry requirements, such as English language proficiency, may apply to you depending on your academic background.

The qualifications listed as minimum education requirements must be from a recognised Institute of Higher Education. Overseas qualifications will be assessed on a case-by-case basis using the Country Education Profiles (CEPs) qualification recognition tool provided by the Australian Government Department of Education, Skills and Employment.

Minimum education requirements for entry

• Completion of a Bachelor degree or higher qualification, or
• Completion of a Diploma, Advanced Diploma or Associate Degree in a related discipline with a minimum of one year full-time (or part-time equivalent) related work experience, or
• At least three years’ full-time (or part-time equivalent) relevant work experience, or
• Academic and/or professional qualifications demonstrating potential to undertake study at this level

*You will be required to provide Kaplan Professional with documents supporting your application as evidence that you meet the requirements for entry into the course. Please review the Provision of Entry Requirement Documents PDF for more information.

Related industry/work experience

Related industry/work experience can include, but is not limited to:

• Working for financial institution(s) in position(s) with exposure to aspects of the industry
• Managing a business for at least 2 years
• Self-employed roles in trading or related areas.

Download the Related Industry Experience Form

Don’t meet the above entry requirements?

You may be eligible for entry into this course based on your work expertise and/or if you hold an academic and/or professional qualification that is deemed appropriate to Kaplan Professional. Please refer to our alternative entry pathways  for further information

Industry education requirements for financial advisers

We encourage you to book a consultation over the phone to discuss the options and study pathways available to you in more detail. These consultations allow our experienced and knowledgeable team to understand your needs, identify the qualification most appropriate for you, and address your questions thoroughly.

Recognition of prior learning

Advanced standing may be awarded in recognition of prior learning (RPL) or industry experience, which is directly related to this qualification.

We recognise various types of prior learning towards our postgraduate qualifications:

• Advanced standing based on an industry designation
• Advanced standing based on prior postgraduate study
• Advanced standing based on industry experience

Further information can be found on our Advanced Standing ‘Precedent List’.

Click here for further information about how to apply for Recognition of Prior Learning (RPL).

Have questions about your next steps?

How to apply

1. Check entry requirements

Each Kaplan Professional postgraduate qualification has minimum entry requirements that you must meet to qualify for admission.

In order to complete your studies with Kaplan Professional, you’re assumed to have the following skills and access relating to technology. Please click here to view our minimum technology requirements.

2. Submit your application

You can apply to study with Kaplan Professional by completing our online application form. Alternatively, you can submit a hard copy of the application form below.

Download a new student application form>

You can apply now and supply documentation later to support your application for admission (within three weeks of your initial application to the qualification). Please click here for details on what documentation you may need to provide to support your application.

3. Apply for recognition of prior learning (RPL)

You may be able to obtain advanced standing for a Kaplan Professional subject based on your previous study, professional membership status and/or work experience.

4. Enrol into subjects

All subjects are offered online for each study period, giving you the flexibility of choosing when and where you wish study. You pay tuition fees for the subject(s) you’re enrolled in within an individual study period. Check the fee schedule for more information about fees.

FEE-HELP is available to eligible students. Click here to find out if you’re eligible for FEE-HELP.

You should also check the individual subject outlines to understand the recommended study time commitments for the subject, along with any recommended assumed knowledge. Click here to view a list of financial planning subjects.

Make sure you also check the assessment timetable to ensure you are available to sit the assessment pieces.

Have questions about your next steps?

Fees

Tuition fees

When you apply to study with Kaplan Professional, you pay for the subjects you’ve enrolled in for each study period.

The tuition fee listed below applies to all postgraduate subjects:

If you’re paying by cheque, utilising a deferral, or have a preferred client code, you’ll need to download and submit a hard copy of the form below.

Download a new student application form>

Other fees

Further fees may apply. Click here for a full list of fees and allowances.

FEE-HELP is available to eligible students. Click here to find out if you’re eligible for FEE-HELP.

You may find our Payment FAQs useful. Click here to learn more.

Support and wellbeing services

Studying at Kaplan Professional

Student support and wellbeing services

We understand studying isn’t always easy; you may not have studied for some time or perhaps you haven’t studied online previously.  Kaplan Professional recognises juggling study with work and family commitments, while trying to find the balance can be demanding.

Your wellbeing and safety is paramount to Kaplan Professional. We want to ensure your experience is well-rounded and balanced to help you attain the most from your studies, so we encourage you to take advantage of the services available to you.

If you have a disability or ongoing health condition, which may impact on your ability to study or complete assessments, we can provide additional support to ensure you have an equal opportunity to complete your studies

Our support teams are here to assist you when you encounter these challenges. They can work with you to overcome any difficulties, so you can achieve your study goals.

Further information on student support and wellbeing services can be found here.