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Home > Courses > Diploma of Financial Services
Australia’s only higher education Diploma of Financial Services provides the foundational knowledge and skills essential for roles in today’s financial services sector, including client engagement, ethics and various RG 146 Tier 1 general advice accreditations. This eight-subject course can be tailored by selecting technical, leadership or administrative subjects to suit your individual career goals across superannuation, financial advice, banking and insurance roles. It provides a defined pathway to take you from entry-level Tier 1 general advice accreditations (including providing credit for completed Tier 1 studies) into Kaplan Professional’s postgraduate qualifications.
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STUDY MODE
100% online
NUMBER OF SUBJECTS
8
NEXT INTAKE
12 Jan 2026
COURSE FEE
$5,760.00
AVAILABLE LOANS
FEE-HELP
AQF LEVEL
5
COURSE DURATION
1.25 years full-time2.5 years part-time7.5 months accelerated full-time
ACCREDITATION
Tertiary Education Quality and Standards Agency
PROVIDER ID
PRV12030
Kaplan Professional’s Diploma of Financial Services (DFS) is designed for staff across Australia’s financial services sector, including superannuation, financial advice, banking and insurance. Developed in collaboration with industry experts and aligned with current market demands, this program equips professionals with practical expertise, including client engagement, ethics and various RG 146 Tier 1 accreditations. Individuals can tailor their development by studying technical, leadership or administrative subjects to align with their specific role and career aspirations in Australia’s dynamic and highly regulated financial sector.
This course also serves as a pathway for career development by offering credit for specified RG 146 Tier 1 studies. On completion it also meets entry requirements for Kaplan Professional’s financial services, financial planning or applied finance postgraduate qualifications. This takes individuals from their initial training, right through to postgraduate studies. Study pathways are available to guide individuals in superannuation, financial advice and insurance in their subject selection, as well as individuals seeking a broader focus.
Choose five (5) subjects from the following:
Note: Available in or after Study Period 6 2025
*Pre-requisites required
Single subject study is also available. Click here for full subject availability.
Individuals who have studied the following may be eligible for credit into subjects within the Diploma of Financial Services:
Once enrolled in the qualification, individuals may choose to follow Kaplan Professional’s recommended study pathways below to select their subjects.
On completion of the Diploma of Financial Services, individuals can enrol into Kaplan Professional’s postgraduate qualifications in financial planning, financial services or applied finance.
CORE SUBJECTS
DFSC101 Financial service fundamentals
DFSC102 Ethics in financial services
DFSC103 Client engagement skills
Plus one (1) additional subject from the pool of electives
Choose five (5) electives:
• DFSE201 Superannuation fundamentals
• DFSE202 General insurance fundamentals
• DFSE203 Life insurance fundamentals
• DFSE204 Investment fundamentals
• DFSE205 Foundations of data analytics
• DFSE206 Records management
• DFSE207 Emerging leadership skills
• DFSE208 Complaints handling and dispute resolution
• DFSE209 Introduction to financial advice
• DFSE210 Advanced financial advice*
• DFSE211 Advanced client engagement skills*
Complete three (3) electives:
DFSE201 Superannuation fundamentals
Available in or after Study Period 5, 2025:
• DFSE209 Introduction to financial advice• DFSE210 Advanced financial advice
Plus two (2) additional subjects from the pool of electives:
*prerequisites required
• DFSE203 Life insurance fundamentals
• DFSE208 Complaints handling and dispute resolutions
Plus one (1) additional subject from the pool of electives:
Complete four (4) electives:
Available in or after Study Period 5, 2025
• DFSE204 Investment fundamentals
• DFSE209 Introduction to financial advice
• DFSE210 Advanced financial advice
On completion of this qualification, individuals will be able to:
Kaplan Professional defines the philosophy underpinning our qualifications through the graduate attributes. These are the qualities we would like individuals to develop as they progress through their academic studies; they reflect what individuals will know (knowledge) or be able to do (capabilities), when they finish their qualifications.
The attributes are built into Kaplan Professional course learning outcomes, content and assessments:
Please click here to learn more about our graduate attributes.
With six intakes every year, you can plan ahead and study when it suits you. A new study period commences every two months, overlapping slightly from the previous, so you can pace your studies to achieve your goals within your desired timeframe.
25 Aug 2025 - 14 Nov 2025
❌ Enrolments now closed
Early access opens N/A
Early access to assessments N/A
Study period commences 25 August 2025
Enrolments close/census 10 September 2025
Study period ends 14 November 2025
Assessment dates See assessment information
27 Oct 2025 - 16 Jan 2026
✓ Enrolments open now
Study period commences 27 October 2025
Enrolments close/census 12 November 2025
Study period ends 16 January 2026
12 Jan 2026 - 3 Apr 2026
Study period commences 12 January 2026
Enrolments close/census 28 January 2026
Study period ends 3 April 2026
9 Mar 2026 - 29 May 2026
Study period commences 9 March 2026
Enrolments close/census 25 March 2026
Study period ends 29 May 2026
4 May 2026 - 24 Jul 2026
Study period commences 4 May 2026
Enrolments close/census 20 May 2026
Study period ends 24 July 2026
For a full list of annual study period dates, click here >
The Diploma of Financial Services is available to domestic (Australian citizens, Australian permanent residents and New Zealand citizens) and offshore students only. Students must be 18 years of age on course commencement.
All applicants are assessed according to the same admission criteria, regardless of their state or territory of residence. Entry is based on meeting the relevant educational qualifications or alternative entry pathway. No pre-selection process applies. An ATAR or STAT result is not required for admission.
Refer to the Admissions Policy for more information.
You will be required to provide Kaplan Professional with certified documents confirming that you have met the requirements for entry into the course.
Related industry/work experience can include, but is not limited to:
Alternative entry pathways may be available if you do not meet the minimum education requirements or are from diverse backgrounds, such as the Access and Equity Pathway or Non-degree Entry. More information here.
Further admissions support and scholarship opportunities are available to Aboriginal and Torres Strait Islander applicants. Refer to the Aboriginal and Torres Strait Islander wellbeing support page for more information.
Kaplan Professional will assess each application and notify the applicant of the outcome, providing guidance on the most suitable study pathway for their chosen course.
Applicants may apply for mature-age entry if they are 21 years of age and over. School results, TAFE or VET qualifications, work experience and other informal study may be accepted in support of their application.
Applicants who have completed their tertiary qualifications in a language other than English, or whose industry experience did not take place in an English-speaking environment, must demonstrate English proficiency.
A certified copy of the results must be provided. Please note English language tests have a currency of approximately two (2) years.
Individuals may be eligible for advanced standing if they can demonstrate previous industry relevant experience and/or recognised prior learning, whether formal or informal. Formal learning can include previous study in higher education, vocational education, or adult and community education. Informal learning can include on the job learning or various kinds of work and life experience. RPL can reduce the amount of study needed to complete a degree.
The following prior learning may be eligible for direct advanced standing into specific subjects within the Diploma of Financial Services:
Get detailed guidance on the RPL application process here.
Students can access the full range of subject information, resources, and services through the online learning platform, KapLearn. To support their studies, enrolled students are responsible for arranging access to suitable IT equipment for the duration of their course.
For further details, please review the recommended technology requirements page of the website.
There are no bridging or enabling courses for the Diploma of Financial Services.
Kaplan Professional does not use ATAR as a selection criterion when reviewing applicants for this course.
Work placement is not a requirement of this qualification. All course outcomes are completed online through structured learning and assessment activities.
The Student Profile table below provides an indication of the likely peer cohort for new students in this course. It includes data on students who commenced in this course in the most relevant recent intake periods, as this course is newly launched the student profile detail is limited.
Deferment
If you wish to defer the commencement of your studies, you can submit a Deferral of Studies Form. For further information can be found here Defer your higher education studies.
Where to find further information
Each Kaplan Professional higher education course has minimum entry requirements that you must meet to qualify for admission.
In order to complete your studies with Kaplan Professional, you are assumed to have relevant technology access and skills.
You can apply to study with Kaplan Professional by completing our online application (enrolment) form.
Alternatively, you can submit a hard copy of the application (enrolment) form.
You can apply now and supply documentation later to support your application for admission (within three (3) weeks of your initial application to the qualification). Failure to complete the enrolment form or to supply any requested documentation will result in the application not being assessed or approved.
Please click here for details on what documentation you may need to provide to support your application.
You may be able to obtain advanced standing or recognition of prior learning for a Kaplan Professional subject based on your previous study, professional membership status and/or work experience.
Approved applicants will be emailed an offer letter and instructions on how to accept their enrolment offer and enrol in subjects.
All subjects are offered online for each study period, providing you the flexibility of choosing when and where you wish study. You pay tuition fees for the subject(s) you’re enrolled in within an individual study period, on a pay as you go basis. Check the fee schedule for more information about fees.
Before enrolling into a subject check the following:
Benefit from the knowledge and experience of respected finance practitioners currently working within the industry who bring current industry insights into every subject.
Study 100% online through Kaplearn, our interactive learning platform. Each higher education subject has six annual intakes with ongoing support from our dedicated Student Experience and Advice teams.
This convenience and flexibility empowers you to plan your study time around your schedule, instead of the other way around. Discussion forums, interactive notes, research journals, online journals, real-world case studies and diverse multimedia content are all easily accessible in one intuitive and user-friendly hub.
Kaplan Professional’s six study period model provides you the freedom to study all year round, but most importantly, every higher education subject is available in each study period. This ensures you’re able to plan ahead and choose study periods that accommodate your professional and personal commitments. With a new study period commencing approximately every two months, overlapping slightly from the previous, you can accelerate your study or ‘take a break’ depending on your circumstances.
To safeguard against any future price increases, you can lock in the price of your subject enrolment fees for the duration of your qualification.
Many eligible students use FEE-HELP, which is a Commonwealth Government loan. This means you do not need to pay to study upfront, helping you to reduce some of your financial burden . Please note that government fees apply for the use of FEE-HELP for higher education diploma subjects. Click here for further information.
You may be eligible for a Commonwealth Government financial assistance scheme through Centrelink, visit our Fees and Allowances page for further details.
When you apply to study with Kaplan Professional, you pay for the subjects you have enrolled in for each study period.
The tuition fee for each subject in the Diploma of Financial Services course is as follows:
If you are paying by cheque, utilising a deferral, or have a preferred client code, you will need to download and submit a hard copy of the form below.
Download a new student application (enrolment) form>
Other fees
Further fees may apply. Click here for a full list of fees and allowances.
Further fees
Click here for a full list of fees and allowances.
Click here to find out if you are eligible for FEE-HELP.
Payment FAQs
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We prioritise our students' mental and physical health, creating a supportive environment for learning success.
Our dedicated support teams are here to support you throughout your studies.
Our engaging and interactive learning resources support flexible and self-paced learning experiences for our students.
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